ASSESSING THE EFFECTIVENESS OF ENFORCEMENT MECHANISMS IN ENHANCING COMPLIANCE AND DISASTER PREPAREDNESS FOR ENERGY AND PETROLEUM INCIDENTS IN NAIROBI COUNTY, KENYA

Authors

  • Samson Lucy Wantae Researcher
  • Dr. Emily Okuto Lecturer, Department of Crisis Response and Disaster Management, National Defence University- Kenya
  • Dr. Lilian Machariah Lecturer, Department of Crisis Response and Disaster Management, National Defence University- Kenya

Keywords:

Disaster preparedness, Enforcement mechanisms, Regulatory compliance, Energy sector Petroleum incidents, Safety regulations

Abstract

This study aimed to assess the effectiveness of enforcement mechanisms in promoting compliance and enhancing disaster preparedness for energy and petroleum-related incidents in Nairobi County, Kenya, a region vulnerable to fuel spills, explosions, and fires. A descriptive research design employing a mixed-methods approach was used. Quantitative data were collected from 384 respondents—including facility managers, technical personnel, emergency responders, and local residents—via structured questionnaires to assess regulatory compliance, preparedness measures, and perceptions of enforcement effectiveness. Qualitative data were gathered through key informant interviews with senior officials from regulatory and disaster management agencies, complemented by focus group discussions to capture stakeholder experiences and contextual challenges. The study found that regulatory inspections, integration of preparedness requirements into licensing, and clear legal frameworks were highly effective in enhancing compliance and disaster readiness, with mean scores between 4.05 and 4.32. Follow-up inspections and the enforcement of penalties further strengthened preparedness. However, inconsistencies in enforcement and variations in response times across operators were identified as areas requiring improvement. The study advances theory by linking enforcement mechanisms directly to measurable improvements in disaster preparedness within the energy and petroleum sector. Practically, it highlights strategies such as regular inspections, licensing requirements, and penalty enforcement as critical for stakeholder compliance. For policy, the findings provide evidence-based recommendations for harmonizing enforcement practices, strengthening monitoring systems, and building regulatory capacity, thereby enhancing urban energy system resilience and mitigating disaster risks.

References

Abdalla, Y. A., Siti-Nabiha, A. K., & Shahbudin, A. (2013). Examining The Regulatory Frameworks for The Oil And Gas Industry in Sudan. Journal of Environmental Assessment Policy and Management, 15(01), 1350006. https://doi.org/10.1142/s1464333213500063

Acheampong, G. N., Booth, C., & Mahamadu, A. (2025). Minimisation of Environmental Disaster Risks Within the Upstream Petroleum Sector of Ghana. In Minimisation of Environmental Disaster Risks Within the Upstream Petroleum Sector of Ghana (pp. 517–531). https://doi.org/10.1007/978-3-031-73947-7_35

Adler, N., Hakkert, A. S., Kornbluth, J., & Sher, M. (2020). Lean management for traffic‐police enforcement planning. Policing an International Journal, 35(4), 662–686. https://doi.org/10.1108/13639511211275382

Anichukwueze, C. C., Osuji, V. C., & Oguntegbe, E. E. (2023). Predictive analytics models for early detection of compliance breaches and regulatory violations. International Journal of Advanced Multidisciplinary Research and Studies, 3(3), 1237–1251. https://doi.org/10.62225/2583049x.2023.3.3.5069

Bautista-Bernal, I., Quintana-García, C., & Marchante-Lara, M. (2023). Safety culture, safety performance and financial performance. A longitudinal study. Safety Science, 172, 106409. https://doi.org/10.1016/j.ssci.2023.106409

Bishoge, O. K., Zhang, L., Mushi, W. G., & Suntu, S. L. (2018). The overview of the legal and institutional framework for oil and natural gas sector in Tanzania. A review. Journal of Applied and Advanced Research, 8–17. https://doi.org/10.21839/jaar.2018.v3i1.127

Cauchois, G., Simon, M., Dale, D., Guo, Y., Nermoen, A., Merat, C., & Teberikler, L. (2020). Potential for re-use of oil and gas infrastructure on the Norwegian continental shelf. SSRN Electronic Journal. https://doi.org/10.2139/ssrn.3820790

Energy & Petroleum Regulatory Authority. (2024). STRATEGIC PLAN 2023 – 2028. https://www.epra.go.ke/sites/default/files/2025-01/EPRA%202023_2024%20%E2%80%93%202027_2028%20Strategic%20Plan_compressed.pdf

Eriksson, B., & Boonstra, W. J. (2025). Toward contested seas? A review of geopolitical trends at sea in the 21st century. The Anthropocene Review, 12(3), 408–435. https://doi.org/10.1177/20530196251334759

Essien, I. A., Cadet, E., Ajayi, J. O., Erigh, E. D., & Obuse, E. (2021). Third-Party vendor risk assessment and compliance monitoring framework for highly regulated industries. International Journal of Multidisciplinary Research and Growth Evaluation, 2(5), 569–580. https://doi.org/10.54660/.ijmrge.2021.2.5.569-580

Ferreira, R., Davidson, T., Buttell, F., Contillo, C. M., Leddie, C., Leahy, C., Nuñez-Dune, C., Lentz, B., Simkins, M., Jerolleman, A., Eide, C., Glaude, M. W., Thomas, J., Leiva, D., Awbrey, M. L., & Friedman, R. (2024). Barriers to equitable disaster recovery: A scoping literature review. International Journal of Disaster Risk Reduction, 110, 104628. https://doi.org/10.1016/j.ijdrr.2024.104628

Judijanto, L., & Saputra, C. D. (2025). The Role of Environmental Law Enforcement in Improving Company Compliance with Hazardous Waste Management Regulations. West Science Law and Human Rights, 3(01), 50–55. https://doi.org/10.58812/wslhr.v3i01.1600

Khan, M. (2015). Polluter-Pays-Principle: the cardinal instrument for addressing climate change. Laws, 4(3), 638–653. https://doi.org/10.3390/laws4030638

Mensah, Y., Ahenkorah, E., Afum, E., Agyemang, A. N., Agnikpe, C., & Rogers, F. (2020). Examining the influence of internal green supply chain practices, green human resource management and supply chain environmental cooperation on firm performance. Supply Chain Management an International Journal, 25(5), 585–599. https://doi.org/10.1108/scm-11-2019-0405

Ministry of Energy and Petroleum. (2023). Article on Offenses and Penalties on LPG use | Energy. https://www.energy.go.ke/article-offenses-and-penalties-lpg-use

Muigua, K., Muigua, K., Lohde, L. A., Child, B., Kibert, C. J., Ochola, O. W., & United Nations. (2019). Reflections on managing natural resources and equitable benefit sharing in Kenya. Law Society of Kenya Journal, 15–15, 1–42.

Ncube, L., & Sibindi, N. (2025, September 30). Enhancing public-sector entrepreneurship: Evidence from Zimbabwean parastatals. Ncube | Africa’s Public Service Delivery & Performance Review. https://apsdpr.org/index.php/apsdpr/article/view/944/1923

OCHA. (2020, October 31). Fuel Spill and Fire - Rapid Environmental Emergency Assessment, Mukuru-Sinai slum, Nairobi Kenya. https://www.unocha.org/publications/report/kenya/fuel-spill-and-fire-rapid-environmental-emergency-assessment-mukuru-sinai-slum-nairobi

Shimshack, J. P., & Ward, M. B. (2022). Costly sanctions and the treatment of frequent violators in regulatory settings. Journal of Environmental Economics and Management, 116, 102745. https://doi.org/10.1016/j.jeem.2022.102745

Siedlecki, S. L. (2019). Understanding descriptive research designs and methods. Clinical Nurse Specialist, 34(1), 8–12. https://doi.org/10.1097/nur.0000000000000493

Urquizo, J., & Torres, H. (2025). Urban Resilience and energy demand in Tropical Climates: A Functional zoning approach for emerging cities. Urban Science, 9(6), 203. https://doi.org/10.3390/urbansci9060203

Vinodkumar, M., & Bhasi, M. (2020). Safety management practices and safety behaviour: Assessing the mediating role of safety knowledge and motivation. Accident Analysis & Prevention, 42(6), 2082–2093. https://doi.org/10.1016/j.aap.2010.06.021

Vu, B. T., Obaitor, O. S., Grobusch, L. C., Sett, D., Hagenlocher, M., Schinkel, U., Nguyen, L. K. H., Bachofer, F., Ngo, S. T., & Garschagen, M. (2025). Enablers and barriers to implementing effective disaster risk management according to good governance principles: Lessons from Central Vietnam. International Journal of Disaster Risk Reduction, 120, 105344. https://doi.org/10.1016/j.ijdrr.2025.105344

Xiang, T. (2021). Understanding Emergency preparedness in public Agencies: The Key role of Managerial perceptions. Administration & Society, 54(3), 424–450. https://doi.org/10.1177/00953997211031224

Downloads

Published

2026-01-06

How to Cite

Samson Lucy Wantae, Dr. Emily Okuto, & Dr. Lilian Machariah. (2026). ASSESSING THE EFFECTIVENESS OF ENFORCEMENT MECHANISMS IN ENHANCING COMPLIANCE AND DISASTER PREPAREDNESS FOR ENERGY AND PETROLEUM INCIDENTS IN NAIROBI COUNTY, KENYA. International Journal for Disaster Management and Risk Reduction, 3(1). Retrieved from https://academicpubs.org/ojs33/index.php/IJDMRR/article/view/51